ALASKA WORKERS' COMPENSATION BOARD
P.O. Box 25512 Juneau, Alaska 99802-5512
WILLIAM L. ATTWOOD, Employee, Petitioner v. ANCHOR APPLIANCE, Employer, and STATE FARM FIRE, Insurer, Respondants. |
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INTERLOCUTORY DECISION AND ORDER AWCB Case No. 199713582 AWCB Decision No. 00- 0062 Filed with AWCB Anchorage, Alaska April 4, 2000 |
On March 8, 2000, in Anchorage, Alaska we heard the employee’s appeal of the Reemployment Benefits Administrator (RBA)’s decision that the employee was ineligible for reemployment benefits. The employee was unrepresented. Claims Adjuster Marilyn Anderson represented the employer. We closed the record at the conclusion of the hearing.
ISSUE
Did the RBA abuse his discretion in his decision denying the employee reemployment benefits?
SUMMARY OF THE EVIDENCE
The employee was injured in the course and scope of his employment with the employer on June 11, 1997. The employee injured his right knee while delivering up three flights of stairs a stacked Westinghouse washing machine / dryer that weighed several hundred pounds. (Employee’s Hearing Testimony). His job involved delivery, installation, service and repair of major home appliances. Id. The employee worked on refrigerators, washing machines, dryers, dishwashers and icemakers. His job involved, among other things, moving appliances that weigh hundreds of pounds, kneeling, stooping, climbing ladders, and crawling in crawl spaces and in attics. (Employee’s Hearing Testimony).
On August 30, 1999, the employer requested the employee be referred for an eligibility evaluation. (Employer’s 8/30/99 Letter to RBA). On September 28, 1999, the employee was referred to rehabilitation specialist Virginia Collins, RN, CRRN, CRC, of Collins & Associates, Inc., to conduct a reemployment benefits eligibility evaluation. On October 18, 1999, Ms. Collins requested a 30-day extension because of difficulty obtaining medical records. (Ms. Collins’ 10/18/99 Letter to AWCB). This request was granted. (RBA’s 10/25/99 Letter to Ms. Collins). Ms. Collins completed her eligibility report on December 13, 1999.
Ms. Collins’ report listed the employee’s ten-year work history, identifying those jobs and job requirements as described in the U.S. Department of Labor's "Dictionary of Occupational Titles" (DOT) and "Selected Characteristics of Occupations Defined in the Dictionary of Occupational Titles" (SCODDOT). The following jobs were listed: the employee’s job at the time of the injury – "appliance repairer (household appliances)" (DOT#: 723.584-010); and the employee’s jobs 10 years prior to his injury: "electrical repairer (any industry" (DOT#: 829.261-018); "service technician HVACR (construction)" (DOT#: 637.261-014); and "service technician, refrigeration (any industry)" (DOT#: 637.261-026).
The relevant portions of Ms. Collins’ report are listed below:
B. Employment
Mr. Attwood reported that at the time of his injury, he was an Appliance Repair Technician. He reported that he had been employed "off and on" with Anchor Appliance from 1974 until 1997. He stated that he was earning about $18.00 per hour at the time of his injury. Mr. Attwood reported other employment as follows:
Date Employer Position Wage
1985-1991 Flag Appliance Repair Appliance Repair Tech. $32.00/hr.
Flagstaff, Arizona Various Electrical,
Refrigeration, HVAC
1992-1994 Maxserv Technician/ Trainer $38.00/hr
Austin,TX
C. DOT Analysis
When cross-referenced with the SCODOT, the information is as follows:
1. DOT#: 723.584-010 Appliance Repairer (household appliances)
G.O.E.: 05.10.03 Strength: MEDIUM, exert force to 20 to 50 lbs.
Occasionally, 10 to 25 lbs. frequently, or up to 10 lbs.
Physical Demands
Climbing: Not Present Talking: Not Present
Balancing: Not Present Hearing: Not Present
Stooping: Not Present Tasting/Smelling: Not Present
Kneeling: Not Present Vision
Crouching: Not Present Near Acuity: Frequent
Crawling: Not Present Far Acuity: Not Present
Reaching: Frequent Depth Perc.: Occasional
Handling: Frequent Accommodation: Occasional
Fingering: Frequent Color Vision: Frequent
Feeling: Occasional Field of Vision: Not Present
Common Environmental Working Conditions (to which the worker is exposed):
Noise Intensity Level: Moderate
SVP: 3 Reasoning: 3 Math: 2 Language:2
Mr. Attwood indicates that other employment within the past ten years has been an Electrical Repairer, Service Technician HVACR, and a Service Technician, Refrigeration. When cross-referenced with SCODOT, the information is as follows:
1. DOT#: 829.261-018 ELECTRICAL REPAIRER (any industry)
G.O.E.: 05.05.05 Strength: MEDIUM; Exert force of 20-50 lbs. occasionally, 10-25 lbs. frequently, or up to 10 lbs.
Physical Demands
Climbing: Occasional Talking: Occasional
Balancing: Occasional Hearing: Occasional
Stooping: Occasional Tasting/Smelling: Occasional
Kneeling: Occasional Vision
Crouching: Occasional Near Acuity: Frequent
Crawling: Occasional Far Acuity: Not Present
Reaching: Frequent Depth Perc.: Occasional
Handling: Frequent Accommodation: Occasional
Fingering: Frequent Color Vision: Occasional
Feeling: Occasional Field of Vision: Not Present
Common Environmental Working Conditions (to which the worker is exposed):
Noise Intensity Level - Loud
Moving Mechanical Parts Hazard - Occasional
Electrical Shock Hazard - Occasional
High, Exposed Place Hazard - Occasional
SVP: 8 Reasoning: 4 Math: 4 Language: 4
2. 637.261-014 SERVICE TECHNICIAN HVACR (construction)
05.05.09 Strength: MEDIUM; Exert force of 20-50 lbs. occasionally, 10-25 lbs. frequently, or up to 10 lbs.
Physical Demands
Climbing: Occasional Talking: Occasional
Balancing: Not Present Hearing: Occasional
Stooping: Occasional Tasting/Smelling Not Present
Kneeling: Occasional Vision
Crouching: Occasional Near Acuity: Occasional
Crawling: Not Present Far Acuity: Not Present
Reaching: Occasional Depth Perc.: Frequent
Handling: Occasional Accommodation: Frequent
Fingering: Occasional Color Vision: Not Present
Feeling: Not Present Field of Vision: Not Present
Common Environmental Working Conditions (to which the worker is exposed):
Exposure to weather: Occasional
Noise Intensity Level - Loud
Atmospheric Conditions - Occasional
SVP: 7 Reasoning: 4 Math: 3 Language: 3
3. 637.261-026 SERVICE TECHNICIAN, REFRIGERATION (any industry)
Physical Demands
Climbing: Occasional Talking: Occasional
Balancing: Not Present Hearing: Occasional
Stooping: Occasional Tasting/Smelling: Occasional
Kneeling: Not Present Vision
Crouching: Not Present Near Acuity: Frequent
Crawling: Not Present Far Acuity: Not Present
Reaching: Frequent Depth Perc.: Occasional
Handling: Frequent Accommodation: Frequent
Fingering: Occasional Color Vision: Occasional
Feeling: Not Present Field of Vision: Occasional
Common Environmental Working Conditions (to which the worker is exposed):
Exposure to weather: Frequent
Extreme Cold - Frequent
Wet and/or Humid - Frequent
Noise Intensity Level - Loud
Atmospheric Conditions - Frequent
SVP: 8 Reasoning: 4 Math: 3 Language: 3
The employee’s treating physician, Richard R. Strohmeyer, M.D., approved the employee’s return to all jobs except the job "service technician, refrigeration (any industry)." (Dr. Strohmeyer’s 10/21/99 Letter to Ms. Collins). The rehabilitation specialist found the employee ineligible for benefits. The RBA reviewed the eligibility reports and issued a decision on January 13, 2000, finding the employee not eligible for reemployment preparation benefits under AS 23.30.041(e)(1) & (2) because Dr. Strohmeyer had approved his return to the work he performed at the time of injury and prior to his injury.
The RBA sent its determination to the employee on January 13, 2000. The employee had previously changed his address, and our records indicate the board was aware of this change, but apparently, the employee’s address was not corrected in board’s computer system. Our records indicate that on January 25, 2000, the RBA received its determination letter to the employee back, with an indication that the employee had moved and his mail forwarding had expired. On January 25, 2000, the RBA called the employer’s adjuster, obtained the employee’s new address and re-sent the eligibility denial letter. The employee requested reconsideration of the RBA’s decision on February 4, 2000. The RBA sent a letter to the employee on February 22, 2000, stating the employee’s time for reconsideration had expired on January 28, 2000.
Dr. Strohmeyer found the employee was medically stable as of August 16, 1999 and suffered a permanent partial impairment (PPI) ratable under the American Medical Association "Guides to the Evaluation of Permanent Impairment." The employee has never previously been rehabilitated in a Workers’ Compensation Claim and the employer had no modified work available for the employee. (Collins’ 12/13/99 Report at 7). Ms. Collins conducted a formal labor market survey for the position of "appliance repairer," and informal market surveys for his prior jobs titles.
The employee argued that he has never worked as an "appliance repairer." He testified that he did major appliance repair, which is much heavier work than the "appliance repairer" SCODDOT description in Ms. Collins’ report. He claimed the SCODDOT description described a bench job involving small repairs, such as toasters, microwaves, blenders, etc. He testified he has never done any of this type of work, and has done major repair work, on washers, dryers, refrigerators, etc. He testified his work as a major appliance repairer involved climbing ladders to occasionally get into attics or crawl spaces, stooping, kneeling in attics or crawl spaces and crouching. He testified he is no longer physically able to do these things.
The employee testified he has not worked as an "electrical repairer" within 10 years of his injury. He testified that occasionally, as part of his work as a major appliance repairer, he did electrical repair. He estimated that this accounted for about 5-10% of the work he has done as a major appliance repairer.
The employee testified he very rarely did work as a "service technician HVACR." He testified this accounted for about ".001%" of the work he has done and he did this work in 1985 or 1987. The employee testified he did an extensive amount of work as a "service technician, refrigeration."
The employer argued that the board was bound to adhere to Konecky v. Camco Wireline, Inc., 920 P.2d 277 (Alaska 1996), and it did not matter if the employee’s actual job description differed from the SCODDOT job description. The employer also argued the employee failed to timely file his appeal.
FINDINGS OF FACT AND CONCLUSIONS OF LAW
I. DID THE EMPLOYEE TIMELY FILE THIS APPEAL?
The employer argues the employee did not file his appeal within the required time limits. We disagree. AS 23.30.041 (d) requires a party seeking review of the RBA’s decision to do so within 10 days after the decision. The RBA sent its decision to the employee on January 13, 2000. On January 25, 2000, the RBA received its determination letter back, with an indication from the Post Office that the employee had moved and his mail forwarding had expired. On January 25, 2000, the RBA called the employer’s adjuster, obtained the employee’s new address, and re-sent the eligibility letter. The employee requested reconsideration of the RBA’s decision on February 4, 2000.
8 AAC 45.054 states:
Service by mail is complete at the time of deposit in the mail if with sufficient postage and properly addressed to the party at the party’s last known address.
Here, the RBA sent its decision to the employee’s old address. The employee’s new address was apparently never correctly entered into the board’s computer, and therefore the RBA did not send its eligibility determination to the proper address. We find the employee was properly served on January 25, 2000. We find the employee appealed his denial determination on February 4, 2000, within the period mandated by .041(d). We find the employee timely filed his appeal.
II. ELIGIBILITY FOR REEMPLOYMENT BENEFITS UNDER AS 23.30.041
A. Standard of Review
AS 23.30.041(d) states, "The board shall uphold the decision of the [RBA] except for abuse of discretion on the [RBA]’s part." In Sheehan v. University of Alaska, 700 P.2d 1295, 1297 (Alaska 1985), the Alaska Supreme Court stated, "This court has explained abuse of discretion as issuing a decision which is arbitrary, capricious, manifestly unreasonable, or stems from an improper motive." The Court has also stated that abuse of discretion exists only when the Court is "left with the definite and firm conviction on the whole record that the trial judge has made a mistake." Brown v. State, 563 P.2d 275, 279 (Alaska 1977). An agency's failure to properly apply the controlling law may also be considered an abuse of discretion. We have held that misapplication of the law is an abuse of discretion. Binder v. Fairbanks Historical Preservation Foundation, AWCB Decision No. 91-0392 (December 11, 1991).
In the Administrative Procedure Act, the legislature has provided another definition to be used by the courts in considering appeals of administrative agency decisions. It contains terms similar to those reproduced above, but also expressly includes reference to a substantial evidence standard:
Abuse of discretion is established if the agency has not proceeded in the manner required by law, the order or decision is not supported by the findings, or the findings are not supported by the evidence . . . . If it is claimed that the findings are not supported by the evidence, abuse of discretion is established if the court determines that the findings are not supported by (1) the weight of the evidence; or (2) substantial evidence in the light of the whole record. AS 44.62.570.
On appeal to the judiciary, our decision reviewing the RBA's determination is subject to reversal under the abuse of discretion standard of AS 44.62.570, incorporating the substantial evidence test. Concern with meeting that standard on appeal leads us to apply a substantial evidence standard in our review of an RBA determination.
Applying a substantial evidence standard, a "[reviewer] may not reweigh the evidence or draw its own inferences from the evidence. If, in light of the record as a whole, there is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion, then the order . . . must be upheld." Miller v. ITT Arctic Services, 577 P.2d 1044, 1049 (Alaska 1978)(footnotes omitted).
The task of determining whether an abuse of discretion has taken place is aided by our practice of allowing additional evidence into the record at the review hearing. The practice is based on the rationale expressed in several superior court opinions addressing that issue on appeal. After allowing the parties to enter their evidence, we review it and the evidence before the RBA to assess whether the RBA's decision was supported by substantial evidence and therefore reasonable. See Yahara v. Construction & Rigging, Inc., 851 P.2d 69 (Alaska 1993). If, in light of all the evidence, we find the RBA's decision is not supported by substantial evidence, we conclude that the RBA abused his or her discretion and remand the matter for reexamination of the evidence and necessary action.
B. The Employee’s "Appliance Repairer" Job
The employee requested reemployment benefits on May 30, 1999. AS 23.30.041 provides, in part:
(c) If an employee suffers a compensable injury that may permanently preclude an employee's return to the employee's occupation at the time of injury, the employee or the employer may request an eligibility evaluation for reemployment benefits...
(e) An employee shall be eligible for benefits under this section upon the employee's written request and by having a physician predict that the employee will have permanent physical capacities that are less than the physical demands of the employee's job as described in the United States Department of Labor's "Selected Characteristics of Occupations Defined in the Dictionary of Occupational Titles" for:
(1) the employee's job at the time of injury; or
(2) other jobs that exist in the labor market that the employee has held or received training for within ten years before the injury . . . .
Regarding Ms. Collins’ selection of DOT#: 723.584-010, "appliance repairer," we find this was not an appropriate SCODDOT selection. 8 AAC 45.525 (a) (2) states the rehabilitation specialist must "choose the most appropriate job title or titles based on the description of the employee’s job." We find the SCODDOT description selected by the rehabilitation specialist describes a bench job repairing small appliances, such as toasters, blenders or microwaves. We find this description – while having a similar title to the employee’s actual job -- is entirely different than the job the employee has done throughout his career as a major appliance repairer and installer.
The employee testified he has never worked as an "appliance repairer." The SCODDOT job description for appliance repairer indicates that medium strength (20 to 50 lbs.) is needed for the job. We note the employee’s injury occurred while delivering a stacked washer / dryer that weighed several hundred pounds. The SCODDOT description for "appliance repairer" indicates that no climbing, stooping, kneeling, crouching or crawling are required. However, we find the employee was climbing up three flights of stairs at the time his injury occurred, climbed ladders into attics and crawl spaces, and, at least occasionally, was required to stoop, kneel, couch and crawl as part of his job as a major appliance repairer and installer. Therefore, we conclude that the selection by the rehabilitation specialist of DOT#: 723.584-010, "appliance repairer" was not the most appropriate selection, considering the employee’s job description. We find the rehabilitation specialist erred in applying this SCODDOT description to the employee’s job.
Our regulations permit the use of multiple SCODDOT titles where one title does not accurately depict an employee’s job. 8 AAC 45.525(a) states, in part:
If an employee is found eligible for an eligibility evaluation for reemployment benefits under 8 AAC 45.510 or 8 AAC 45.520, the rehabilitation specialist shall. . .
(2) review the following volume and, from the volume, choose the most appropriate title or titles based on the description of the employee's job. . . . (Emphasis added).
We have previously held that, when one SCODDOT description does not accurately describe an employee’s job, the RBA should apply multiple SCODDOT titles. In Gonzales v. Ketchikan Pulp Co., AWCB Decision No. 98-0228 (September 3, 1998), a case where the RBA applied multiple SCODDOT descriptions for one job, the board stated:
We note the court in Konecky and Morgan[v. Lucky Strike Bingo, 938 P.2d 1050 (Alaska 1997)] applied a strict interpretation to the statutory language of AS 23.30.041(e) in order to further the legislative purpose. The rule from Konecky and Morgan is that when the actual physical requirements of a job vary from the description of the job in the DOT / SCODDOT, the requirements as outlined in DOT / SCODDOT are controlling. We have long adhered to this rule. See, e.g., Sidney v. University of Alaska Southeast, AWCB Decision No. 94-0327 (December 27, 1994).
Nevertheless, Konecky and Morgan turn on the specific wording of the statute. The wording of AS 23.30.041(e) specifically requires the application of DOT / SCODDOT, but it is silent on the question of whether a single description must be applied to every job, regardless of the job's nature. We find the RBA's attempt to apply the most accurate description, or descriptions, from DOT / SCODDOT to each real-life job is precisely the manner in which to balance and promote the legislative purposes of predictability, objectivity, and cost reduction. We take administrative notice that the RBA's approach is the long-standing practice of the Workers' Compensation Division.
* * *
We are persuaded by the underlying rationale reflected in the long-standing practice of our agency, and the collective judgment of the Alaska Workers' Compensation Board and the Alaska Department of Labor. Considering the facts of this case, we find the necessary application of more than one DOT / SCODDOT description to the employee's work does not violate AS 23.30.041(e).
We find the rehabilitation specialist’s selection of the SCODDOT job description "appliance repairer" was not "the most appropriate job title or titles based on the description of the employee’s job." 8 AAC 45.525 (a) (2). We find that a combination of job selections would more appropriately depict the employee’s job description. It appears that a more appropriate description of the employee’s most recent job would include the jobs "household-appliance installer," DOT#: 827.661-010 and "service technician, refrigeration (any industry)," DOT#:637.261-026. Accordingly, we find the RBA erred in relying on the description "appliance repairer" to describe the employee’s most recent job and we remand this matter to the RBA to determine what combination of job titles appropriately describe the employee’s job description.
The rehabilitation specialist found the employee could return to his prior jobs as an "electrical repairer," DOT#: 829.261-018, and a "service technician HVACR," DOT#: 637.261-014. The specific vocational preparation (SVP) for "electrical repairer" is 8. According to the SCODDOT manual, a job with an SVP of 8 requires from 4 to 10 years of training. The employee testified he has "never really done" this type of work, and performed this job ancillary to his other work, and this work accounted for only 5-10% of his total job. We have no evidence rebutting this testimony. We find the evidence in the record does not support the finding that the employee has met the SVP for this position.
The rehabilitation specialist found the employee could return to his prior job as a "service technician HVACR," DOT#: 637.261-014. The specific vocational preparation (SVP) for "service technician HVACR" is 7. According to the SCODDOT manual, a job with an SVP of 7 requires from 2 to 4 years of training. The employee testified this type of work accounted for approximately ".001%" of his job, and he did this between 1985 and 1987. We have no evidence rebutting this testimony. We find the evidence in the record does not support the finding that the employee has met the SVP for this position. Since the evidence in the available record does not support the finding that the employee has the requisite SVPs for the positions "electrical repairer" and "service technician HVACR", we must remand this matter back to the RBA to determine if the employee is capable of performing these jobs.
ORDER
This matter is remanded to the RBA, in accordance with the above Decision.
Dated at Anchorage, Alaska this 4, day of April, 2000.
ALASKA WORKERS' COMPENSATION BOARD
/s/ William Wielechowski
William P. Wielechowski,
Designated Chairman
/s/ John A. Abshire
John A. Abshire, Member
/s/ Marc D. Stemp
Marc Stemp, Member
RECONSIDERATION
A party may ask the Board to reconsider this decision by filing a petition for reconsideration under AS 44.62.540 and in accordance with 8 AAC 45.050. The petition requesting reconsideration must be filed with the Board within 15 days after delivery or mailing of this decision.
MODIFICATION
Within one year after the rejection of a claim or within one year after the last payment of benefits under AS 23.30.180, 23.30.185, 23.30.190, 23.30.200 or 23.30.215 a party may ask the Board to modify this decision under AS 23.30.130 by filing a petition in accordance with 8 AAC 45.150 and 8 AAC 45.050.
CERTIFICATION
I hereby certify that the foregoing is a full, true and correct copy of the Interlocutory Decision and Order in the matter of WILLIAM L. ATTWOOD employee / applicant; v. ANCHOR APPLIANCE, employer; STATE FARM FIRE, insurer / defendants; Case No. 199713582; dated and filed in the office of the Alaska Workers' Compensation Board in Anchorage, Alaska, this 4, day of April, 2000.
Brady D. Jackson, III, Clerk
SNO